Focusing on areas for potential error or fraud (interest rate changes, fee reversals, dormant account activation, due date advances, paid ahead loans, etc.), this one-hour webinar will address the topic as it relates to reviewing file maintenance to member accounts. Recent feedback from internal auditors has indicated inadequate file maintenance review has been a key area of focus by Regulatory Examiners.
This webinar will review the risk management and auditing of remote and mobile deposit capture services. It will focus on steps to take to risk assess these services and develop an appropriate internal control structure. It will also include a discussion of internal audit procedures to ensure the risk management of these services is appropriate for the size and scope of the financial institution.