Webinars

Building your ERM program – a Foundation that Takes you Forward

Overview

ACUIA Webinar Series:

Auditing HR - Key Compliance Risks

Wednesday December 7, 2016 - 12:00pm EST

The human resources department is one area that is not consistently addressed in any great detail by auditors and regulators given the sensitivity of employee information.  This session will cover key areas to address within the human resources department which include payroll, fringe benefits and the tax considerations, employee account monitoring, employee expense reports and corporate credit cards.

ACUIA Webinar Series:

Incident Response for Unauthorized Access

Wednesday October 26, 2016 - 12:00pm EST

ACUIA Webinar Series:

NCUA Exam Findings and Trends

Wednesday September 14, 2016 - 12:00pm EST

Exams...just the mention of them sends a wave of emotions throughout the credit union. Once all is said and done though what about the results?  This webinar will take a comprehensive look at a collection of exam findings and trends throughout the Credit Union industry with specific focus on accounting and compliance.

ACUIA Webinar Series:

How to Make Branch Audits More Efficient & Effective

Wednesday August 24, 2016 - 12:00pm EST

ACUIA Webinar: Effective Internal Auditing: Tips and Strategies

Wednesday Jan 13, 2016 - 12:00pm EST

CLICK HERE  to register

Focusing on areas for potential error or fraud (interest rate changes, fee reversals, dormant account activation, due date advances, paid ahead loans, etc.), this one-hour webinar will address the topic as it relates to reviewing file maintenance to member accounts.   Recent feedback from internal auditors has indicated inadequate file maintenance review has been a key area of focus by Regulatory Examiners.

FFIEC Cybersecurity Assessment Tool

In response to the evolving cybersecurity landscape of financial institutions, the Federal Financial Institutions Examination Council (FFIEC) has released its new cybersecurity assessment tool.

Auditing of Remote and Mobile Deposit Capture

This webinar will review the risk management and auditing of remote and mobile deposit capture services. It will focus on steps to take to risk assess these services and develop an appropriate internal control structure. It will also include a discussion of internal audit procedures to ensure the risk management of these services is appropriate for the size and scope of the financial institution.