ACUIA Webinar - BSA Model Validation

ACUIA Webinar - BSA Model Validation - Wednesday May 25th, 2022 12pm ET

Learn the in’s and out’s of how to perform a BSA Model Validation. This presentation will cover the objectives of a validation, procedures we recommend you implement, and best practices to keep in mind when performing fieldwork. We will also cover common regulatory findings related to BSA models and how to identify issues when performing internal audits.

About the Presenters:

Brody Ledbetter, CPA, CISA has extensive experience in public accounting working with financial institutions in both the public and private sectors. Brody assists customers with testing of key controls (SOX 404 & FDICIA), and internal audit and compliance consulting services. Currently, he specializes in Metro 2 Credit Reporting, Bank Secrecy Act/Anti-Money Laundering compliance, including independent testing and model validations, deposit compliance audits, and other various internal audits for community banks and credit unions.

Blake Peterson, CPA, CAMS has extensive experience in public accounting working with financial institutions in both the public and private sectors. Blake assists clients with financial statement audits, testing of key controls (SOX 404 & FDICIA), and internal audit and compliance consulting services. He has extensive experience in Bank Secrecy Act/Anti-Money Laundering compliance, including independent testing and model validations, as well as fair lending analysis and compliance reviews.