Region 2 Meeting

AZ State Credit Union Corporate Headquarters

Meeting Date and Location

·         October 15 and 16th 2013 at Arizona State Credit Union, Phoenix AZ

Meeting Cost and Information

·         ACUIA members $149; Non-members $199, If registered by 10/1/2013 when registration increases by $50.00

·         Includes Breakfast and lunch on Tuesday and Wednesday. Meeting starts at 9:00 a.m. an ends at 5:00 p.m. both days.

·         To Register for the meeting, Click Here.

·         Questions or need additional information? Contact:

Margaret Chamberlain

Phone 602-452-4960.

Who Should Attend?

·         Internal Auditors, Supervisory Committee and Board members, Compliance Officers, Risk Managers.

Session Details:

Board Reporting Requirements

Presented by Bryan Mogensen and Stephen Schiltz of CliftonLarsonAllen

Bryan W. Mogensen is an assurance partner of Clifton Gunderson LLP’s Phoenix office. Stephen J.M. Schiltz is an assurance senior manager of Clifton Gunderson LLP’s Phoenix office.

Regulatory Update

Presented by Mark Robey Mountain West Credit Union Association

Mark Is the Senior Vice President of regulatory Affairs.

Vendor Management

Presented by Josh Landers of L3 Solutions

Mr. Landers founded L3 Solutions, LLC in 2010 to focus his efforts not only on control evaluations but on client relationships, the most important aspect of consulting. Josh has over 10 years of experience evaluating and managing computer systems and auditing small, midsize, and large operational and technology environments for compliance to HIPAA, FDIC/NCUA, FFIEC, FTC, GLBA, SOX, ISO, and Microsoft Vendor Privacy Assurance regulations and mandates.

Compliance 360

Presented by Paige Hren of LexisNexis

Compliance 360 enables a comprehensive approach to regulatory compliance, risk and audit management through a common enterprise-wide platform. With Compliance 360, leading financial services organizations are managing and mitigating risks, improving efficiencies and protecting their brands using a single platform to address their GRC requirements.

Branch Audits

Presented by Sam Capuano of Sunmark Federal Credit Union and the ACUIA

White Collar Crime Update

Presented by: Special Agent Kevin Luke and Special Agent Eric Spingler of the FBI

Data Analytics

Presented by Ben Horton of Deloitte. Ben is a Manager with the Risk Information Services practice at Deloitte in Atlanta.  He has ten years of experience with data analytics, including 5 years as an internal auditor.   

PCI Compliance

Presented by Rick Woods of SCA (Security Compliance Associates) Security Compliance Associates has provided security related services to hundreds of Financial Institutions, health care providers, municipalities and many businesses required to safeguard critical information, regardless of media.

Developing an Audit Plan

Presented by Dustin Beeker and Travis Smith of Moss Adams. Moss Adams is a leader in assurance, tax, consulting, risk management, transaction, and wealth services, Moss Adams has a staff of over 2,000 that includes more than 260 partners

Site Information

Arizona State Credit Union

2355 W. Pinnacle Peak Road

Phoenix, AZ 85027

Driving Directions from the Airport

Start out going east on E Sky Harbor Blvd. Turn right toward West to 24th St/Terminals 2/3 South/Downtown Phoenix/Rental Car Center/I-17. Stay straight to go onto I-10 W. Keep right via EXIT 143A-B toward Flagstaff.  Keep left to take I-17 N toward Flagstaff. Take EXIT 217 toward Pinnacle Peak Rd. Turn slight left onto N Black Canyon Hwy. Take the 1st right onto W Pinnacle Peak Rd.

Hotel Information

·         Drury Inn – 2355 W. Pinnacle Pea road, Phoenix, AZ P: 623-879-8800

·         Hilton Garden Inn- 1940 W Pinnacle Peak Road Phoenix, AZ 85027– P. 623-434-5556

·         JW Marriott– Desert Ridge 5350 East Marriott DrivePhoenix, AZ 85054- P. 480-293-5000

Meeting Schedule

8-9:00                   Continental Breakfast and Networking

9:00- 10:30         Board Reporting Requirements

15 Minute Break

10:45 – 12:00     Regulatory Update

12:00 – 1:00       Lunch

1:00 – 2:00          Vendor Management

2:00 – 3:00           Lexis Nexus Compliance 360

3:00 – 4:30          Branch Audits

Optional Dinner

Wednesday October 16th

8-9:00                   Continental Breakfast and Networking

9:00- 10:30          White Collar Crime

15 Minute Break

10:45 – 12:00     Data Analytics

12:00 – 1:00       Lunch

1:00 – 2:00          PCI Compliance

2:00 – 3:00           Audit Plans

3:00 – 4:30           Open Session

A Special Thank You to Moss Adams for sponsoring this event

Event Date: