ACUIA Webinar - Expanding Role of ERM – The 3 Lines of Defense and Top 5 Pitfalls

ACUIA Webinar

August 14, 2019 12:00pm EST

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The Expanding Role of ERM and Audit - Integration or Disintegration of the 3 Lines of Defense

Recently the Institute of Internal Auditors (IIA) has issued a white paper to garner input on changing the three lines of defense (3LOD). While it is about 5 years late, it is a recognition of the changing and challenging roles and responsibilities of both risk and audit inside the organization. Today there are significant gaps and overlapping activity which causes confusion or worse. It's clear that the lines of responsibilities between risk and audit have been blurred for some time. Like my eyes, the blurring continues to grow worse.

This webinar will take a look at the potential change in the 3LOD and the realities of the changing roles and responsibilities of risk and audit. What does this mean for you? What does it mean for your organization? What it might mean and what are the pitfalls and realities of handling these responsibilities in the real-world versus committee academia.

Join, Tony Ferris, CEO of Rochdale Paragon Group for an open dialog addressing the realities of the responsibility of managing risk and providing independent assurance inside our organizations.

About the Presenter:
Tony Ferris has more than 15 years of experience in the financial services industry, Tony brings a broad range of financial and management skills to his role as partner at The Rochdale Group. His expertise includes enterprise risk management, group collaboration and facilitation, project management, compliance and merger planning and integration. Before coming to Rochdale, Tony spent 10 years at the Federal Reserve Bank of Kansas City and U.S. Central Credit Union, where he was responsible for member relations and business development.

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