Registration is closed for this event
Thursday registration 7:30-8:00am Includes breakfast, lunch, and breaks both Thursday and Friday.

Meeting Cost:  $149

Two full days of training (8:00-4:15pm).  Includes continental breakfast, lunch, and breaks both Thursday-Friday. 

For registration information, go to

Who Should Attend?

Internal Auditors, Supervisory/Audit Committee Members, Board Members, Compliance Officers, Risk Managers


Thursday, April 25

SESSION 1:  Compliance Hot Topics

John J. Thomas, Vice President Compliance & Advocacy, Missouri Credit Union Association

This session will cover an overview of the new Remittance Transfer rules effective February 2013.  Other compliance issues regarding Reg E, BSA changes, reporting dividends of non-US residents, and flood insurance will be discussed.

SESSION 2:  Data Analysis / Continuous Monitoring

Janet Beckmann, Brown Smith Wallace, LLC

SESSION 3:  Enterprise Risk Management

Amy Ribick / Bianca Sarrach, Brown Smith Wallace, LLC

This session will discuss the importance and increased need for an Enterprise Risk Management program, including the steps to develop and implement one, tools to assist in understanding and managing critical risks and uncertainties, and how credit unions can execute the proper strategies to achieve their performance goals.

SESSION 4:  Emerging Trends and CU Audit Programs – What Does Your Examiner Like to See?

William E. Shirley, Supervisory Examiner, NCUA

This session will discuss the current and emerging risks facing credit unions, including credit risks, interest rate risks, and concentration risks.

Friday, April 26

SESSION 5:  Risks and Trends in IT Security

Randall J. Romes, Principal, CliftonLarsonAllen, LLP

You will learn: Fundamental principles of sound information security risk management and attacker motivations.

SESSION 6: Social Engineering and the updated FFIEC Authentication Guidance

Randall J. Romes, Principal, CliftonLarsonAllen, LLP

We will examine actual case studies of fraud events including Phishing, ACH Fraud, and HELOC fraud phone calls.

SESSION 7:  Credit Unions: Real Estate Lending and Mortgage Banking Activities

Robert M. Parks, Director of Audit and Consulting Services, Doeren Mayhew

This session will provide an overview of mortgage banking activities from a credit union perspective.    

SESSION 8:  Regulatory Orders

Patrick McCollough, Arkansas FCU

This session is designed to allow attendees to get a better understanding of the regulatory orders and the process to get out from under the orders as well as the efforts auditors can take to stay out of an order.

Site and Hotel Information:

First Community Credit Union                        

17151 Chesterfield Airport Road

Chesterfield, MO  63005

(CU Location)

Homewood Suites St. Louis/Chesterfield (Preferred Hotel)

840 Chesterfield Pkwy W

Chesterfield, Missouri  63017

(866) 539-0036

approx $94/night (Group rate - must mention ACUIA)

Distance: 2.8 miles (7 minutes) to First Community CU; 19.6 miles (27 minutes) to St. Louis Int'l Airport.

Local Shuttle Service Available

Hilton Garden Inn St. Louis / Chesterfield

16631 Chesterfield Grove Road

Chesterfield, Missouri  63005

(636) 532-9400

approx. $149/night

Distance: 1 mile (3 minutes) to First Community CU; 20 miles (27 minutes) to St. Louis Int'l Airport.

Local Shuttle Service Available


April 25th, 2013 8:00 AM   through   April 26th, 2013 4:15 PM
17151 Chesterfield Airport Road
Chesterfield, MO 63005
United States

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ACUIA Member Meeting Registration Fee $ 199.00
Non-Member Meeting Registration Fee $ 249.00

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