Plan to join-us for this complementary webinar on July 30th at 12:30pm EST
Preparing Internal Audits Your Regulator Can Rely on in Examination
Changes mandated through the Dodd Frank Act continue to be rolled out by the Consumer Financial Protection Bureau and banking agencies. The number and complexity of these changes significantly impact today’s internal auditor’s ability to fully evaluate levels of risk and tailor audit procedures to maximize the efficiency and effectiveness of audits. This session is intended to provide you with some additional tools and ideas to refine your approach to compliance audits and gain a better understanding of how today’s regulatory changes impact your institution. Key topics that will be covered include:
· Key risk considerations and control practices for managing third party service relationships
CLICK HERE to Register for this complementary Webinar
About the Presenter:
Dan has over 30 years experience working with Financial Institutions, holding a variety of operations and lending positions, with a significant focus on compliance with Federal regulation, product development and processing efficiency. Dan Joined Moss Adams in 1999 and directs the Firm’s Internal Audit and Regulatory Compliance services for Financial Institutions. Dan’s areas of expertise include credit underwriting and lending compliance, anti-money laundering program administration, and trust and fiduciary operations. He has also devoted significant effort to development of risk assessment methodologies related to internal audit and compliance programs, assisting clients in implementation of risk management programs and integrating risk management strategies for smaller financial institutions.
