Webinar - Preparing Internal Audits Your Regulator Can Rely on in Examination

Event Date: 
July 30, 2014

Plan to join-us for this complementary webinar on July 30th at 12:30pm EST 

Preparing Internal Audits Your Regulator Can Rely on in Examination

Changes mandated through the Dodd Frank Act continue to be rolled out by the Consumer Financial Protection Bureau and banking agencies.  The number and complexity of these changes significantly impact today’s internal auditor’s ability to fully evaluate levels of risk and tailor audit procedures to maximize the efficiency and effectiveness of audits.  This session is intended to provide you with some additional tools and ideas to refine your approach to compliance audits and gain a better understanding of how today’s regulatory changes impact your institution.  Key topics that will be covered include:

·         Sources of regulatory information and current regulatory focus issues
·         Approaches to internal audit risk assessment during periods of significant regulatory change
·         Establishing methodology for assessing progress in implementation of regulatory changes by business units

·         Key risk considerations and control practices for managing third party service relationships

CLICK HERE to Register for this complementary Webinar

About the Presenter:

Daniel L. Huston, CPA, CFIRS
Partner, Internal audit and regulatory compliance

Dan has over 30 years experience working with Financial Institutions, holding a variety of operations and lending positions, with a significant focus on compliance with Federal regulation, product development and processing efficiency. Dan Joined Moss Adams in 1999 and directs the Firm’s Internal Audit and Regulatory Compliance services for Financial Institutions. Dan’s areas of expertise include credit underwriting and lending compliance, anti-money laundering program administration, and trust and fiduciary operations. He has also devoted significant effort to development of risk assessment methodologies related to internal audit and compliance programs, assisting clients in implementation of risk management programs and integrating risk management strategies for smaller financial institutions.